22
Aug

PCAOB Calling for Additional Care in Audits of Brokers/Dealers

On the Journal of Accountancy’s website,  Ken Tysiac writes that the PCAOB is urging auditors of broker/dealers to conduct audits with due professional care and skepticism after PCAOB inspectors identified deficiencies in 57 of the 60 audits of broker-dealers reviewed during the final 10 months of 2012. The independent findings were identified in about 8% […]